-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SU9OR2cskcvZUCXkDjAp9G6UwAjwrkyZPvLw4Geb2w3mBU/m0A/QCbtU4IVse46+ IjWZdF1eBQM/EFPrqRTwOw== 0001074023-00-000007.txt : 20000215 0001074023-00-000007.hdr.sgml : 20000215 ACCESSION NUMBER: 0001074023-00-000007 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20000214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: DEPARTMENT 56 INC CENTRAL INDEX KEY: 0000902270 STANDARD INDUSTRIAL CLASSIFICATION: POTTERY & RELATED PRODUCTS [3260] IRS NUMBER: 133684956 STATE OF INCORPORATION: DE FISCAL YEAR END: 0102 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-43517 FILM NUMBER: 537659 BUSINESS ADDRESS: STREET 1: ONE VILLAGE PL STREET 2: 6436 CITY W PKWY CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 BUSINESS PHONE: 6129445600 MAIL ADDRESS: STREET 1: ONE VILLAGE PLACE STREET 2: 6436 CITY WEST PKWY CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FIRSTAR CORP /NEW/ CENTRAL INDEX KEY: 0001074023 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 391940778 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 777 EAST WISCONSIN AVENUE CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 4147654321 MAIL ADDRESS: STREET 1: 777 EFAST WISCONSIN AVENUE CITY: MILWAUKEE STATE: WI ZIP: 53202 SC 13G 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 0) Department 56 Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 249509100 (CUSIP Number) December 31, 1999 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [x ] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 249509100 13G - --------------------------------------------------------------------- 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Firstar Corporation 39-1940778 - ---------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) (b) - ---------------------------------------------------------------------- 3. SEC USE ONLY - ----------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION Wisconsin - ----------------------------------------------------------------------- :5. SOLE VOTING POWER NUMBER OF : 1,053,548 SHARES :------------------------------------------------ BENEFICIALLY :6. SHARED VOTING POWER OWNED : -0- BY EACH :------------------------------------------------ REPORTING PERSON :7. SOLE DISPOSITIVE POWER WITH : 3,048 :------------------------------------------------ :8. SHARED DISPOSITIVE POWER : -0- - ----------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,053,548 - ----------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - ----------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 6.3% - ----------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* HC - ----------------------------------------------------------------------- CUSIP No. 249509100 13G - ----------------------------------------------------------------------- 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Firstar Bank, National Association 31-0841368 - ------------------------------------------------------------------------ 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) (b) - ------------------------------------------------------------------------ 3. SEC USE ONLY - ------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION National Banking Association - ------------------------------------------------------------------------ :5. SOLE VOTING POWER NUMBER OF : 1,050,500 SHARES :----------------------------------------------- BENEFICIALLY :6. SHARED VOTING POWER OWNED : -0- BY EACH :---------------------------------------------- REPORTING PERSON :7. SOLE DISPOSITIVE POWER WITH : -0- :--------------------------------------------- :8. SHARED DISPOSITIVE POWER : -0- - ---------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,050,500 - ----------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - ----------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 6.3% - ----------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* BK - ------------------------------------------------------------------------ Item 1(a). Name of Issuer: Department 56 Inc. Item 1(b). Address of Issuer's Principal Executive Offices: One Village Place 6436 City W Pkwy Eden Prairie, MN 55344 Item 2(a). Name of Persons Filing: Firstar Corporation Firstar Bank, National Association Item 2(b). Address of Principal Business Office or, if none, Residence: Firstar Corporation 777 E Wisconsin Ave. Milwaukee, WI 53202 Firstar Bank, National Association 425 Walnut Street Cincinnati, Ohio 45202 Item 2(c). Citizenship: Firstar Corporation: Wisconsin Firstar Bank, N.A.: national association Item 2(d). Title and Class of Securities: Common Stock Item 2(e). CUSIP Number 249509100 Item 3. If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a: (a)[ ] Broker or Dealer registered under Section 15 of the Act (15 U.S.C. 78o). (b)[X] Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). (c)[ ] Insurance Company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). (d)[ ] Investment Company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). (e)[ ] An investment adviser in accordance with Section 240.13d-1(b)(1)(ii)(E). (f)[ ] An employee benefit plan or endowment fund in accordance with Section 240.13d-1(b)(1)(ii)(F). (g)[X] A parent holding company or control person in accordance with Section 240.13d-1(b)(1)(ii)(G). (h)[ ] A savings association as defined in Section 13(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813). (i)[ ] A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3). (j)[ ] A group, in accordance with Section 240.13d-1(b)(1)(ii)(J). Item 4. Ownership: (a) Amount beneficially owned: 1,053,548 (b) Percent of class: 6.3% (c)(i) Sole power to vote or to direct the vote: 1,053,548 (c)(ii) Shared power to vote or to direct the vote: 0 (c)(iii) Sole power to dispose or to direct the disposition: 3,048 (c)(iv) Shared power to dispose or to direct the disposition: 0 Item 5. Ownership of Five Percent or Less of a Class: Inapplicable Item 6. Ownership of More Than Five Percent on Behalf of Another Person: Other persons may have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, shares beneficially owned by the filing person. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company: See Exhibit A Item 8. Identification and Classification of Members of the Group: Inapplicable Item 9. Notice of Dissolution of Group: Inapplicable Item 10. Certification: By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. Signature: After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. FIRSTAR CORPORATION By: /s/Jennie P. Carlson Executive Vice President Dated February 11, 2000 FIRSTAR BANK, N.A. By: /s/Janet R. McDonald Senior Vice President Dated February 11, 2000 EX-99 2 EXHIBIT A IDENTIFICATION OF SUBSIDIARY(IES) ITEM 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company: Firstar Bank, National Association BK Mercantile Trust Company, N.A. BK -----END PRIVACY-ENHANCED MESSAGE-----